Richard Bernstein

Compliance Director

Tel: 020 7600 1660

Joined JM Finn: 2023


Richard has extensive experience in Compliance & Risk roles starting his career at Barclays before working at F&C Asset Management, and then spending nine years at Close Brothers Asset Management. Prior to joining JM Finn Richard was Chief Risk Officer at Kingswood Group.

He is a CFA Charterholder and a Chartered Fellow of the CISI. Richard is also a member of various industry groups such as the PIMFA Regulation Committee and CISI Compliance Forum.

Outside of work, Richard is a trustee of the Printing Charity and Governor of Roding Valley High School.

Richard Bernstein is based in our London office

JM Finn
25 Copthall Avenue

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